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Directive 2006/42/EC of the European Parliament and of the Council of 17 May 2006 on machinery, and amending Directive 95/16/EC (recast) (Text with EEA relevance)Text with EEA relevance

Directive 2006/42/EC of the European Parliament and of the Council of 17 May 2006 on machinery, and amending Directive 95/16/EC (recast) (Text with EEA relevance)Text with EEA relevance

Article 1 Scope

1.

This Directive applies to the following products:

  1. machinery;

  2. interchangeable equipment;

  3. safety components;

  4. lifting accessories;

  5. chains, ropes and webbing;

  6. removable mechanical transmission devices;

  7. partly completed machinery.

2.

The following are excluded from the scope of this Directive:

  1. safety components intended to be used as spare parts to replace identical components and supplied by the manufacturer of the original machinery;

  2. specific equipment for use in fairgrounds and/or amusement parks;

  3. machinery specially designed or put into service for nuclear purposes which, in the event of failure, may result in an emission of radioactivity;

  4. weapons, including firearms;

  5. the following means of transport:

    • agricultural and forestry tractors, with the exclusion of machinery mounted on those vehicles,

    • motor vehicles and their trailers covered by Council Directive 70/156/EEC of 6 February 1970 on the approximation of the laws of the Member States relating to the type-approval of motor vehicles and their trailers(1), with the exclusion of machinery mounted on these vehicles,

    • vehicles covered by Directive 2002/24/EC of the European Parliament and of the Council of 18 March 2002 relating to the type-approval of two or three-wheel motor vehicles(2), with the exclusion of machinery mounted on these vehicles,

    • motor vehicles exclusively intended for competition, and

    • means of transport by air, on water and on rail networks with the exclusion of machinery mounted on these means of transport;

  6. seagoing vessels and mobile offshore units and machinery installed on board such vessels and/or units;

  7. machinery specially designed and constructed for military or police purposes;

  8. machinery specially designed and constructed for research purposes for temporary use in laboratories;

  9. mine winding gear;

  10. machinery intended to move performers during artistic performances;

  11. electrical and electronic products falling within the following areas, insofar as they are covered by Council Directive 73/23/EEC of 19 February 1973 on the harmonisation of the laws of Member States relating to electrical equipment designed for use within certain voltage limits(3):

    • household appliances intended for domestic use,

    • audio and video equipment,

    • information technology equipment,

    • ordinary office machinery,

    • low-voltage switchgear and control gear,

    • electric motors;

  12. the following types of high-voltage electrical equipment:

    • switch gear and control gear,

    • transformers.

Article 2 Definitions

For the purposes of this Directive, ‘machinery’ designates the products listed in Article 1(1)(a) to (f).

The following definitions shall apply:

  1. ‘machinery’ means:

    • an assembly, fitted with or intended to be fitted with a drive system other than directly applied human or animal effort, consisting of linked parts or components, at least one of which moves, and which are joined together for a specific application,

    • an assembly referred to in the first indent, missing only the components to connect it on site or to sources of energy and motion,

    • an assembly referred to in the first and second indents, ready to be installed and able to function as it stands only if mounted on a means of transport, or installed in a building or a structure,

    • assemblies of machinery referred to in the first, second and third indents or partly completed machinery referred to in point (g) which, in order to achieve the same end, are arranged and controlled so that they function as an integral whole,

    • an assembly of linked parts or components, at least one of which moves and which are joined together, intended for lifting loads and whose only power source is directly applied human effort;

  2. ‘interchangeable equipment’ means a device which, after the putting into service of machinery or of a tractor, is assembled with that machinery or tractor by the operator himself in order to change its function or attribute a new function, in so far as this equipment is not a tool;

  3. ‘safety component’ means a component:

    • which serves to fulfil a safety function,

    • which is independently placed on the market,

    • the failure and/or malfunction of which endangers the safety of persons, and

    • which is not necessary in order for the machinery to function, or for which normal components may be substituted in order for the machinery to function.

    An indicative list of safety components is set out in Annex V;

  4. ‘lifting accessory’ means a component or equipment not attached to the lifting machinery, allowing the load to be held, which is placed between the machinery and the load or on the load itself, or which is intended to constitute an integral part of the load and which is independently placed on the market; slings and their components are also regarded as lifting accessories;

  5. ‘chains, ropes and webbing’ means chains, ropes and webbing designed and constructed for lifting purposes as part of lifting machinery or lifting accessories;

  6. ‘removable mechanical transmission device’ means a removable component for transmitting power between self-propelled machinery or a tractor and another machine by joining them at the first fixed bearing. When it is placed on the market with the guard it shall be regarded as one product;

  7. ‘partly completed machinery’ means an assembly which is almost machinery but which cannot in itself perform a specific application. A drive system is partly completed machinery. Partly completed machinery is only intended to be incorporated into or assembled with other machinery or other partly completed machinery or equipment, thereby forming machinery to which this Directive applies;

  8. ‘placing on the market’ means making available for the first time in the Community machinery or partly completed machinery with a view to distribution or use, whether for reward or free of charge;

  9. ‘manufacturer’ means any natural or legal person who designs and/or manufactures machinery or partly completed machinery covered by this Directive and is responsible for the conformity of the machinery or the partly completed machinery with this Directive with a view to its being placed on the market, under his own name or trademark or for his own use. In the absence of a manufacturer as defined above, any natural or legal person who places on the market or puts into service machinery or partly completed machinery covered by this Directive shall be considered a manufacturer;

  10. ‘authorised representative’ means any natural or legal person established in the Community who has received a written mandate from the manufacturer to perform on his behalf all or part of the obligations and formalities connected with this Directive;

  11. ‘putting into service’ means the first use, for its intended purpose, in the Community, of machinery covered by this Directive;

  12. ‘harmonised standard’ means a non-binding technical specification adopted by a standardisation body, namely the European Committee for Standardisation (CEN), the European Committee for Electrotechnical Standardisation (CENELEC) or the European Telecommunications Standards Institute (ETSI), on the basis of a remit issued by the Commission in accordance with the procedures laid down in Directive 98/34/EC of the European Parliament and of the Council of 22 June 1998 laying down a procedure for the provision of information in the field of technical standards and regulations and of rules on Information Society services(4);

  13. ‘essential health and safety requirements’ means mandatory provisions relating to the design and construction of the products subject to this Directive to ensure a high level of protection of the health and safety of persons and, where appropriate, of domestic animals and property and, where applicable, of the environment.

    The essential health and safety requirements are set out in Annex I. Essential health and safety requirements for the protection of the environment are applicable only to the machinery referred to in section 2.4 of that Annex.

Article 3 Specific Directives

Where, for machinery, the hazards referred to in Annex I are wholly or partly covered more specifically by other Community Directives, this Directive shall not apply, or shall cease to apply, to that machinery in respect of such hazards from the date of implementation of those other Directives.

Article 4 Market surveillance

1.

Member States shall take all appropriate measures to ensure that machinery may be placed on the market and/or put into service only if it satisfies the relevant provisions of this Directive and does not endanger the health and safety of persons and, where appropriate, domestic animals and property and, where applicable, the environment, when properly installed and maintained and used for its intended purpose or under reasonably foreseeable conditions.

2.

Member States shall take all appropriate measures to ensure that partly completed machinery can be placed on the market only if it satisfies the relevant provisions of this Directive.

3.

Member States shall institute or appoint the competent authorities to monitor the conformity of machinery and partly completed machinery with the provisions set out in paragraphs 1 and 2.

4.

Member States shall define the tasks, organisation and powers of the competent authorities referred to in paragraph 3 and shall notify the Commission and other Member States thereof and also of any subsequent amendment.

Article 5 Placing on the market and putting into service

1.

Before placing machinery on the market and/or putting it into service, the manufacturer or his authorised representative shall:

  1. ensure that it satisfies the relevant essential health and safety requirements set out in Annex I;

  2. ensure that the technical file referred to in Annex VII, part A is available;

  3. provide, in particular, the necessary information, such as instructions;

  4. carry out the appropriate procedures for assessing conformity in accordance with Article 12;

  5. draw up the EC declaration of conformity in accordance with Annex II, part 1, Section A and ensure that it accompanies the machinery;

  6. affix the CE marking in accordance with Article 16.

2.

Before placing partly completed machinery on the market, the manufacturer or his authorised representative shall ensure that the procedure referred to in Article 13 has been completed.

3.

For the purposes of the procedures referred to in Article 12, the manufacturer or his authorised representative shall have, or shall have access to, the necessary means of ensuring that the machinery satisfies the essential health and safety requirements set out in Annex I.

4.

Where machinery is also the subject of other Directives relating to other aspects and providing for the affixing of the CE marking, the marking shall indicate that the machinery also conforms to the provisions of those other Directives.

However, where one or more of those Directives allow the manufacturer or his authorised representative to choose, during a transitional period, the system to be applied, the CE marking shall indicate conformity only to the provisions of those Directives applied by the manufacturer or his authorised representative. Particulars of the Directives applied, as published in the Official Journal of the European Union, shall be given on the EC declaration of conformity.

Article 6 Freedom of movement

Article 7 Presumption of conformity and harmonised standards

Article 8 Specific measures

Article 9 Specific measures to deal with potentially hazardous machinery

Article 10 Procedure for disputing a harmonised standard

Article 11 Safeguard clause

Article 12 Procedures for assessing the conformity of machinery

Article 13 Procedure for partly completed machinery

Article 14 Notified bodies

Article 15 Installation and use of machinery

Article 16 CE marking

Article 17 Non-conformity of marking

Article 18 Confidentiality

Article 19 Cooperation between Member States

Article 20 Legal remedies

Article 21 Dissemination of information

Article 21a Exercise of the delegation

Article 22 Committee

Article 23 Penalties

Article 25 Repeal

Article 26 Transposition

Article 27 Derogation

Article 28 Entry into force

Article 29 Addressees

ANNEX IEssential health and safety requirements relating to the the design and construction of machinery

ANNEX IIDeclarations

ANNEX IIICE marking

ANNEX IVCategories of machinery to which one of the procedures referred to in Article 12(3) and (4) must be applied

ANNEX VIndicative list of the safety components referred to in Article 2(c)

ANNEX VIAssembly instructions for partly completed machinery

ANNEX VII

ANNEX VIIIAssessment of conformity with internal checks on the manufacture of machinery

ANNEX IXEC type-examination

ANNEX XFull quality assurance

ANNEX XIMinimum criteria to be taken into account by Member States for the notification of bodies

ANNEX XII