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Regulation (EU) No 1236/2010 of the European Parliament and of the Council of 15 December 2010 laying down a scheme of control and enforcement applicable in the area covered by the Convention on future multilateral cooperation in the North-East Atlantic fisheries and repealing Council Regulation (EC) No 2791/1999

Regulation (EU) No 1236/2010 of the European Parliament and of the Council of 15 December 2010 laying down a scheme of control and enforcement applicable in the area covered by the Convention on future multilateral cooperation in the North-East Atlantic fisheries and repealing Council Regulation (EC) No 2791/1999

THE EUROPEAN PARLIAMENT AND THE COUNCIL OF THE EUROPEAN UNION,

Having regard to the Treaty on the Functioning of the European Union, and in particular Article 43(2) thereof,

Having regard to the proposal from the European Commission,

Having regard to the opinion of the European Economic and Social Committee(1),

Acting in accordance with the ordinary legislative procedure(2),

Whereas:

  1. The Convention on future multilateral cooperation in the North-East Atlantic fisheries (the Convention), was approved by the Council in Decision 81/608/EEC(3) and entered into force on 17 March 1982.

  2. The Convention provides for an appropriate framework for multilateral cooperation on the rational conservation and management of fishery resources in the Area defined by the Convention (the Convention Area).

  3. The North-East Atlantic Fisheries Commission (NEAFC), at its Annual Meeting on 15 November 2006, adopted a recommendation establishing a scheme of control and enforcement (the Scheme) applicable to fishing vessels operating in the waters of the Convention Area which lie beyond the waters under the fisheries jurisdiction of the Contracting Parties (the Regulatory Area). The Scheme, which came into force on 1 May 2007, was amended by several recommendations at the Annual Meetings in November 2007, 2008 and 2009.

  4. Under Articles 12 and 15 of the Convention, these recommendations came into force on 9 February 2008, 6 and 8 January 2009, and 6 February 2010 respectively.

  5. The Scheme provides for control and enforcement measures applicable to vessels flying the flag of Contracting Parties and operating in the Regulatory Area, and arrangements for inspection at sea which include inspection and surveillance procedures and infringement procedures which must be implemented by the Contracting Parties.

  6. The Scheme provides for a new Port State Control system which will effectively close European ports to landings and transhipments of frozen fish which have not been verified to be legal by the flag state of fishing vessels flying the flag of a Contracting Party other than the port state.

  7. Certain control provisions adopted by NEAFC have been incorporated into Union law by way of the yearly TAC and quotas Regulation, and most recently by Council Regulation (EC) No 43/2009 of 16 January 2009 fixing for 2009 the fishing opportunities and associated conditions for certain fish stocks and groups of fish stocks, applicable in Community waters and, for Community vessels, in waters where catch limitations are required(4). For the sake of legal certainty, such provisions which are not of a temporary nature should be the subject of a new separate regulation.

  8. The Scheme also comprises provisions to promote compliance by vessels flying the flag of a non-Contracting Party with the control and enforcement measures in order to ensure full respect of conservation and management measures adopted by NEAFC. NEAFC recommended removing a number of vessels from the list of vessels that have been confirmed to have engaged in illegal, unreported and unregulated fisheries. The incorporation of those recommendations into Union law should be ensured.

  9. Article 5(2) of Council Regulation (EC) No 1224/2009 of 20 November 2009 establishing a Community control system for ensuring compliance with the rules of the common fisheries policy(5) provides that Member States shall control access to waters and resources and control activities outside EU waters carried out by vessels flying their flag. Provision should therefore be made for Member States whose vessels are authorised to fish in the Regulatory Area to assign inspectors to the Scheme to undertake monitoring and surveillance as well as adequate resources for inspection.

  10. In order to ensure the monitoring of fishing activities in the Convention Area, it is necessary for Member States to cooperate with one another and with the Commission and the body designated by it in applying the Scheme.

  11. It is the responsibility of Member States to ensure that their inspectors comply with the inspection procedures laid down by NEAFC.

  12. The Commission should be empowered to adopt delegated acts in accordance with Article 290 of the Treaty on the Functioning of the European Union (TFEU) in respect of detailed rules concerning lists of the fishery resources to be notified, procedures for prior notification of entry into port and for the cancellation thereof as well as authorisation to land or tranship. The Commission should also be empowered to adopt delegated acts in respect of the incorporation into Union law of future amendments of those measures of the Scheme which form the subject matter of certain expressly defined non-essential elements of this Regulation and which become binding upon the Union in accordance with the terms of the Convention. It is of particular importance that the Commission carry out appropriate consultations during its preparatory work, including at expert level.

  13. The measures necessary for the implementation of this Regulation should be adopted by the Commission by means of implementing acts in accordance with Article 291 TFEU. According to that Article, rules and general principles concerning mechanisms for the control by Member States of the Commission’s exercise of implementing powers are to be laid down in advance by a regulation adopted in accordance with the ordinary legislative procedure. Pending the adoption of that new regulation, Council Decision 1999/468/EC of 28 June 1999 laying down the procedures for the exercise of implementing powers conferred on the Commission(6) continues to apply, with the exception of the regulatory procedure with scrutiny, which is not applicable.

  14. As this Regulation will establish new rules concerning control and enforcement in the Convention Area, Council Regulation (EC) No 2791/1999 of 16 December 1999 laying down certain control measures applicable in the area covered by the Convention on future multilateral cooperation in the North-East Atlantic fisheries(7) should be repealed,

HAVE ADOPTED THIS REGULATION:

CHAPTER I GENERAL PROVISIONS

Article 1 Subject matter

This Regulation lays down the general rules and conditions for the application by the Union of the Scheme adopted by NEAFC.

Article 2 Scope

Unless otherwise stated, this Regulation shall apply to all EU vessels used or intended for use for fishing activities carried out in respect of fishery resources in the Regulatory Area.

Article 3 Definitions

For the purpose of this Regulation, the following definitions shall apply:

  1. ‘Convention’ means the Convention on future multilateral cooperation in North-East Atlantic fisheries, as amended;

  2. ‘Convention Area’ means the Convention Area as defined in Article 1(1) of the Convention;

  3. ‘Regulatory Area’ means the waters of the Convention Area which lie beyond the waters under the fisheries jurisdiction of the Contracting Parties;

  4. ‘Contracting Parties’ means the Contracting Parties to the Convention;

  5. ‘NEAFC’ means the North-East Atlantic Fisheries Commission;

  6. ‘fishing activities’ means fishing, including joint fishing operations, fish processing operations, the transhipment or landing of fishery resources or products thereof and any other commercial activity in preparation for, or related to, fishing, including packaging, transporting, refuelling or resupplying;

  7. ‘fishery resources’ means the resources referred to in Article 1(2) of the Convention;

  8. ‘regulated resources’ means those fishery resources which are subject to recommendations under the Convention and are listed in the Annex;

  9. ‘fishing vessel’ means any vessel used or intended for use for the purposes of the commercial exploitation of fishery resources, including fish processing vessels and vessels engaged in transhipment;

  10. ‘non-Contracting Party vessel’ means any vessel engaged in fishing activities that is not flagged in a Contracting Party, including vessels for which there are reasonable grounds for suspecting them to be without nationality;

  11. ‘joint fishing operation’ means any operations between two or more vessels where catch is taken from the fishing gear of one fishing vessel to another;

  12. ‘transhipment operation’ means the unloading of all or any fishery products on board a fishing vessel onto another fishing vessel;

  13. ‘port’ means any place on shore used for landing or for the provision of services in relation to, or in support of, fishing activities, or a place on or close to the shore designated by a Contracting Party for transhipping of fishery resources.

Article 4 Contact points

CHAPTER II MONITORING MEASURES

Article 5 Union participation

Article 6 Marking of gear

Article 7 Retrieval of lost gear

Article 8 Recording of catches

Article 9 Reporting of catches of regulated resources

Article 10 Global reporting of catches and fishing effort

Article 11 Vessel Monitoring System

Article 12 Communication of information

Article 13 Transhipments and joint fishing operations

Article 14 Separate stowage

Article 15 Labelling of frozen fish

CHAPTER III INSPECTIONS AT SEA

Article 16 NEAFC inspectors

Article 17 General provisions for inspection and surveillance

Article 18 Means to carry out inspection

Article 19 Surveillance procedure

Article 20 Inspection procedure

Article 21 Obligations of the master of the vessel during the inspection procedure

CHAPTER IV PORT STATE CONTROL OF FISH CAUGHT BY VESSELS FLYING THE FLAG OF ANOTHER CONTRACTING PARTY

Article 22 Scope

Article 23 Designated ports

Article 24 Prior notification of entry into port

Article 25 Authorisation to land or tranship and of other use of port

Article 26 Port inspections

Article 27 Inspection reports

CHAPTER V INFRINGEMENTS

Article 28 Scope

Article 29 Infringement procedures

Article 30 Follow-up in the case of infringement

Article 31 Serious infringements

Article 32 Follow-up in the case of serious infringements

Article 33 Follow-up in the case of serious infringements by an EU fishing vessel

Article 34 Reporting and follow-up of infringements

Article 35 Treatment of inspection reports

Article 36 Reports on surveillance and inspection activities

CHAPTER VI MEASURES TO PROMOTE COMPLIANCE BY NON-CONTRACTING PARTY FISHING VESSELS

Article 37 Scope

Article 38 Sightings and identifications of non-Contracting Party vessels

Article 39 Inspections at sea

Article 40 Entry into port

Article 41 Inspections in port

Article 42 Landings, transhipments and other use of port

Article 43 Reports on non-Contracting Parties activities

Article 44 Vessels engaged in IUU activities

CHAPTER VII FINAL PROVISIONS

Article 45 Confidentiality

Article 46 Delegation of powers

Article 47 Exercise of the delegation

Article 48 Revocation of the delegation

Article 49 Objections to delegated acts

Article 50 Implementation

Article 51 Procedure for amendments

Article 52 Repeal

Article 53 Entry into force

ANNEX I

Appendix

ANNEX IIGENERAL GUIDELINES FOR RISK MANAGEMENT IN RELATION TO PORT MEMBER STATE CONTROL

ANNEX IIIPORT MEMBER STATE INSPECTION PROCEDURES