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Commission Regulation (EU) No 965/2012 of 5 October 2012 laying down technical requirements and administrative procedures related to air operations pursuant to Regulation (EC) No 216/2008 of the European Parliament and of the Council

Commission Regulation (EU) No 965/2012 of 5 October 2012 laying down technical requirements and administrative procedures related to air operations pursuant to Regulation (EC) No 216/2008 of the European Parliament and of the Council

Article 1 Subject matter and scope

1.

This Regulation lays down detailed rules for air operations with aeroplanes, helicopters, balloons and sailplanes, including ramp inspections of aircraft of operators under the safety oversight of another State when landed at aerodromes located in the territory subject to the provisions of the Treaty.

2.

This Regulation also lays down detailed rules on the conditions for issuing, maintaining, amending, limiting, suspending or revoking the certificates of operators of aircraft referred to in Article 4(1)(b) and (c) of Regulation (EC) No 216/2008 engaged in commercial air transport operation, the privileges and responsibilities of the holders of certificates as well as conditions under which operations shall be prohibited, limited or subject to certain conditions in the interest of safety.

3.

This Regulation also lays down detailed rules on the conditions and procedures for the declaration by, and for the oversight of, operators engaged in commercial specialised operations and non-commercial operation of complex motor-powered aircraft, including non-commercial specialised operations of complex motor-powered aircraft.

4.

This Regulation also lays down detailed rules on the conditions under which certain high risk commercial specialised operations shall be subject to authorisation in the interest of safety, and on the conditions for issuing, maintaining, amending, limiting, suspending or revoking the authorisations.

5.

This Regulation shall not apply to air operations within the scope of Article 1(2)(a) of Regulation (EC) No 216/2008.

6.

This Regulation shall not apply to air operations with tethered balloons and airships as well as tethered balloon flights.

Article 2 Definitions

For the purposes of this Regulation:

  1. ‘commercial air transport (CAT) operation’ means an aircraft operation to transport passengers, cargo or mail for remuneration or other valuable consideration;

  2. ‘performance class B aeroplanes’ means aeroplanes powered by propeller engines with a maximum operational passenger seating configuration of nine or less and a maximum take-off mass of 5 700 kg or less;

  3. ‘public interest site (PIS)’ means a site used exclusively for operations in the public interest;

  4. ‘operation in performance class 1’ means an operation that, in the event of failure of the critical engine, the helicopter is able to land within the rejected take-off distance available or safely continue the flight to an appropriate landing area, depending on when the failure occurs;

  5. ‘performance-based navigation (PBN)’ means area navigation based on performance requirements for aircraft operating along an ATS route, on an instrument approach procedure or in a designated airspace;

  6. ‘air taxi operation’ means, for the purpose of flight time and duty time limitations, a non-scheduled on demand commercial air transport operation with an aeroplane with a maximum operational passenger seating configuration (‘MOPSC’) of 19 or less;

  7. ‘specialised operation’ means any operation other than commercial air transport where the aircraft is used for specialised activities such as agriculture, construction, photography, surveying, observation and patrol, aerial advertisement;

  8. ‘high risk commercial specialised operation’ means any commercial specialised aircraft operation carried out over an area where the safety of third parties on the ground is likely to be endangered in the event of an emergency, or, as determined by the competent authority of the place where the operation is conducted, any commercial specialised aircraft operation that, due to its specific nature and the local environment in which it is conducted, poses a high risk, in particular to third parties on the ground;

  9. ‘introductory flight’ means any flight against remuneration or other valuable consideration consisting of an air tour of short duration, offered by an approved training organisation or an organisation created with the aim of promoting aerial sport or leisure aviation, for the purpose of attracting new trainees or new members;

  10. ‘competition flight’ means any flying activity where the aircraft is used in air races or contests, as well as where the aircraft is used to practice for air races or contests and to fly to and from racing or contest events;

  11. ‘flying display’ means any flying activity deliberately performed for the purpose of providing an exhibition or entertainment at an advertised event open to the public, including where the aircraft is used to practice for a flying display and to fly to and from the advertised event.

Additional definitions are laid down in Annex I for the purposes of Annexes II toVIII.

Article 3 Oversight capabilities

1.

Member States shall designate one or more entities as the competent authority within that Member State with the necessary powers and allocated responsibilities for the certification and oversight of persons and organisations subject to Regulation (EC) No 216/2008 and its implementing rules.

2.

If a Member State designates more than one entity as competent authority:

  1. the areas of competence of each competent authority shall be clearly defined in terms of responsibilities and geographic limitation; and

  2. coordination shall be established between those entities to ensure effective oversight of all organisations and persons subject to Regulation (EC) No 216/2008 and its implementing rules within their respective remits.

3.

Member States shall ensure that the competent authority(ies) has(ve) the necessary capability to ensure the oversight of all persons and organisations covered by their oversight programme, including sufficient resources to fulfil the requirements of this Regulation.

4.

Member States shall ensure that competent authority personnel do not perform oversight activities when there is evidence that this could result directly or indirectly in a conflict of interest, in particular when relating to family or financial interest.

5.

Personnel authorised by the competent authority to carry out certification and/or oversight tasks shall be empowered to perform at least the following tasks:

  1. examine the records, data, procedures and any other material relevant to the execution of the certification and/or oversight task;

  2. take copies of or extracts from such records, data, procedures and other material;

  3. ask for an oral explanation on site;

  4. enter relevant premises, operating sites or means of transport;

  5. perform audits, investigations, assessments, inspections, including ramp inspections and unannounced inspections;

  6. take or initiate enforcement measures as appropriate.

6.

The tasks under paragraph 5 shall be carried out in compliance with the legal provisions of the relevant Member State.

Article 4 Ramp inspections

Ramp inspections of aircraft of operators under the safety oversight of another Member State or of a third country shall be carried out in accordance with Subpart RAMP of Annex II.

Article 5 Air operations

1.

Operators shall only operate an aircraft for the purpose of commercial air transport (hereinafter ‘CAT’) operations as specified in Annexes III and IV.

1a.

Operators engaged in CAT operations starting and ending at the same aerodrome/operating site with Performance class B aeroplanes or non-complex helicopters shall comply with the relevant provisions of Annexes III and IV.

2.

CATOperators shall comply with the relevant provisions of Annex V when operating:

  1. aeroplanes and helicopters used for:

    1. operations using performance-based navigation (PBN);

    2. operations in accordance with minimum navigation performance specifications (MNPS);

    3. operations in airspace with reduced vertical separation minima (RVSM);

    4. low visibility operations (LVO);

  2. aeroplanes, helicopters, balloons and sailplanes; used for the transport of dangerous goods (DG);

  3. two-engined aeroplanes used for extended range operations (ETOPS) in commercial air transport;

  4. helicopters used for commercial air transport operations with the aid of night vision imaging systems (NVIS);

  5. helicopters used for commercial air transport hoist operations (HHO); and

  6. helicopters used for commercial air transport emergency medical service operations (HEMS).

3.

Operators of complex motor-powered aeroplanes and helicopters involved in non-commercial operations shall declare their capability and means to discharge their responsibilities associated with the operation of aircraft and operate the aircraft in accordance with the provisions specified in Annex III and Annex VI. Such operators when engaged in non-commercial specialised operations shall operate the aircraft in accordance with the provisions specified in Annex III and VIII instead.

4.

Operators of other-than complex motor-powered aeroplanes and helicopters, as well as balloons and sailplanes, involved in non-commercial operations, including non-commercial specialised operations, shall operate the aircraft in accordance with the provisions specified in Annex VII.

5.

Training organisations having their principal place of business in a Member State and approved in accordance with Regulation (EU) No 1178/2011 when conducting flight training into, within or out of the Union shall operate:

  1. complex motor-powered aeroplanes and helicopters in accordance with the provisions specified in Annex VI;

  2. other aeroplanes and helicopters as well as balloons and sailplanes in accordance with the provisions specified in Annex VII.

6.

Operators shall only operate an aircraft for the purpose of commercial specialised operations as specified in Annexes III and VIII.

7.

Flights taking place immediately before, during or immediately after specialised operations and directly connected to those operations shall be operated in accordance with paragraphs 3, 4 and 6, as applicable. Except for crew members, persons other than those indispensable to the mission shall not be carried on board.

Article 6 Derogations

Article 7 Air operator certificates

Article 8 Flight time limitations

Article 9 Minimum equipment lists

Article 9a Flight and cabin crew training

Article 9b Review

Article 10 Entry into force

ANNEX I

ANNEX II

Appendix I

Appendix II

Appendix III

Appendix IV

Appendix V

Appendix VI

ANNEX III

Appendix I

ANNEX IV

ANNEX V

ANNEX VI

ANNEX VII

ANNEX VIII