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Commission Implementing Regulation (EU) 2023/2866 of 15 December 2023 implementing Regulation (EU) 2019/631 of the European Parliament and of the Council by determining the procedures for performing the verification of the CO2 emission and fuel consumption values of passenger cars and light commercial vehicles in-service (in-service verification)

Commission Implementing Regulation (EU) 2023/2866 of 15 December 2023 implementing Regulation (EU) 2019/631 of the European Parliament and of the Council by determining the procedures for performing the verification of the CO2 emission and fuel consumption values of passenger cars and light commercial vehicles in-service (in-service verification)

THE EUROPEAN COMMISSION,

Having regard to the Treaty on the Functioning of the European Union,

Having regard to Regulation (EU) 2019/631 of the European Parliament and of the Council of 17 April 2019 setting CO2 emission performance standards for new passenger cars and for new light commercial vehicles, and repealing Regulations (EC) No 443/2009 and (EU) No 510/2011(1), and in particular Article 7(9), third subparagraph and Article 13(4), first subparagraph, thereof,

Whereas:

  1. Article 13 of Regulation (EU) 2019/631 requires the Commission to verify the CO2 emission and fuel consumption values of vehicles in-service.

  2. In order to ensure that the in-service verification is representative, a minimum number of vehicle families to be tested should be selected by the granting type-approval authorities. It is appropriate that synergies are found between in-service verification of CO2 emissions and the in-service conformity checks of pollutant emissions.

  3. In order to target those in-service verification families that have the highest risk of including vehicles with a deviation in the CO2 emission and fuel consumption values from the specific emissions of CO2 and fuel consumption values recorded in the certificate of conformity, the granting type-approval authority should select for verification those in-service verification families for which it received evidence which it considers to be sufficiently indicating that such deviation may exist, complemented by in-service verification families selected on the basis of a risk assessment to be performed by the Commission.

  4. In order to ensure sufficient coverage of each type of test, it is appropriate to set a minimum percentage of families to be covered by each type of test, based on the total number of in-service verification families for which the granting type-approval authority has issued emissions type-approvals, including emissions type-approval extensions involving changes to the declared CO2 emissions values.

  5. As the CO2 emission and fuel consumption values recorded in the certificate of conformity are determined based on type-approval testing, it is appropriate to require that the vehicles selected for the in-service verification test are in a similar condition as those tested during type-approval, in particular by setting requirements for their maximum mileage and age.

  6. In order to limit the testing burden, the granting type-approval authority should be able to either apply the same correction factors for calculating the vehicle’s CO2 emissions as for type-approval or, if it sees a need to verify one or more of those factors, to determine them as part of the in-service verification by performing the same tests as for type-approval.

  7. For off-vehicle charging hybrid electric vehicles (‘OVC-HEV’), the in-service verification chassis dynamometer test result should be based only on the charge sustaining mode and information on the relevant parameters in charge depleting mode should be collected to allow assessing whether a future adjustment would be necessary.

  8. In order to enable the future in-service verification of the accuracy of the on-board fuel and/or energy consumption monitoring (‘OBFCM’) devices installed in the vehicles, it is appropriate to collect the values recorded by the OBFCM device during the in-service verification chassis dynamometer test.

  9. In order not to underestimate the size of the deviation in the CO2 emission values of any vehicle within an in-service verification family, the size of the deviation should be based on the average ratio of the CO2 emission value determined from the in-service tests to the CO2 emission value as recorded in the certificate of conformity, and on the CO2 emission value of the vehicle high of that in-service verification family.

  10. In order to evaluate the road load test result against the CO2 emission value reported in the certificate of conformity of the vehicle, the CO2 emission value corresponding with the road load test result should be calculated using the interpolation method applied for type-approval or, where that method was not applied, using a generic fuel-type specific average ratio of the CO2 emission values to the cycle energy demand.

  11. In order to detect an artificial strategy, which operates only during the type-approval tests and not during normal operation in-service, it is crucial that the specific testing conditions are not known beforehand and, therefore, the conditions for the dedicated artificial strategy tests should be determined on a case-by-case basis by the granting type-approval authority.

  12. Given that the exact nature of artificial strategies cannot be known beforehand, the analysis and evaluation of the artificial strategy test results should be done by the granting type-approval authority based on a comparison of results found under different test conditions.

  13. In order to document the test results and provide for their further analysis, the granting type-approval authority should make the test report available to the Commission and the manufacturer concerned. In order to support the risk assessment performed by the Commission, it is appropriate to require that the test data is also submitted to the Commission, using a dedicated platform.

  14. In case there is a deviation in the CO2 emission values found, the manufacturer concerned should be given the opportunity to react to the findings of the granting type-approval authority, including by providing evidence that would challenge those findings. In order to avoid an undue extension of the in-service verification process, it is reasonable to limit the response time for the manufacturer.

  15. Where a lack of correspondence of CO2 emission values or the presence of any strategies artificially improving a vehicle’s performance is found as a result of the in-service verifications performed, the specific emissions of CO2 of all vehicles of the in-service verification family or, where applicable, of the road load family, should be corrected, given that the test vehicle sample is deemed to be representative of the whole in-service verification family or, where applicable, whole road-load family. In such case, the responsible type-approval authority should also take the necessary measures set out in Chapter XI of Regulation (EU) 2018/858(2), as well as ensure the correction of the certificates of conformity.

  16. As the test procedures for in-service verification are based on the worldwide harmonised light vehicles test procedure (‘WLTP’) set out in UN Regulation No 154(3), a correction of the average specific emissions of CO2 of a manufacturer can be applied starting from 2021, as that is since when those average specific emissions of CO2 are based on the WLTP. A manufacturer should be given the opportunity to notify errors in the corrections applied, as part of the existing error notification procedure during the CO2 emission monitoring process.

  17. The measures provided for in this Regulation are in accordance with the opinion of the Climate Change Committee,

HAS ADOPTED THIS REGULATION:

Article 1 Subject matter and scope

1.

This Regulation determines the procedures for verifying that the CO2 emission and fuel consumption values recorded in the certificates of conformity correspond to the CO2 emissions from and the fuel consumption of vehicles in-service and the procedures for verifying the presence of any strategies on board or relating to the vehicles that artificially improve the vehicle’s performance in the tests performed for the purpose of type-approval (‘in-service verification’).

2.

This Regulation also establishes detailed rules on the procedures for reporting deviations found in the CO2 emissions of vehicles in-service as compared to the specific emissions of CO2 recorded in the certificates of conformity as a result of in-service verification and for taking those deviations into account in the calculation of the manufacturer’s average specific emissions of CO2.

3.

This Regulation does not apply to the following:

  1. vehicles which are exempted from measurement of CO2 emissions;

  2. manufacturers which, together with all of their connected undertakings, have been responsible for fewer than 1 000 new passenger cars or for fewer than 1 000 new light commercial vehicles registered in the Union in the calendar year two years before the calendar year in which in-service verification families are selected in accordance with Article 3.

Article 2 Definitions

For the purpose of this Regulation, the definitions in Article 2 of Regulation (EU) 2017/1151(4), Article 3 of Regulation (EU) 2019/631, paragraph 3 of UN Regulation No 154 and Article 2 of Commission Delegated Regulation (EU) 2023/2867(5) shall apply.

In addition, the following definitions shall apply:

  1. ‘deviation in the CO2 emission values’ means where the CO2 emissions of vehicles in-service are higher than the specific emissions of CO2 recorded in the certificates of conformity, taking into account the statistical evaluation of the tests in accordance with Annex I;

  2. ‘chassis dynamometer test’ means a chassis dynamometer test in accordance with Annex B6 and Annex B8 to UN Regulation No 154, which is performed on a vehicle in-service;

  3. ‘road load test’ means a road load test in accordance with Annex B4 to UN Regulation No 154, which is performed on a vehicle in-service;

  4. ‘artificial strategies test’ means a dedicated test performed on a vehicle in-service, to verify whether artificial strategies are present;

  5. ‘vehicle high of the in-service verification family’ means the vehicle high of any of the interpolation families included in the in-service verification family that has the highest declared CO2 emission value.

Article 3 Selection of in-service verification families

1.

The number of in-service verification families selected each year by a granting type-approval authority shall be at least 2 % of the total number of in-service verification families for which that authority has issued emissions type-approvals in the three calendar years preceding the in-service verification.

2.

When selecting in-service verification families in accordance with Article 3 of Delegated Regulation (EU) 2023/2867, the granting type-approval authority shall:

  1. include all in-service verification families for which in the preceding 12 months it has received evidence from the Commission, a type-approval authority, a market surveillance authority or a third party complying with the requirements of Commission Implementing Regulation (EU) 2022/163(6), indicating the presence of a deviation in the CO2 emission values;

  2. select further in-service verification families on the basis of the assessment by the Commission of the risk that those families may include vehicles with a deviation in the CO2 emission values, as reported in accordance with paragraph 3.

3.

When performing the assessment referred to in paragraph 2, point (b), the Commission shall take into account at least the following elements, when available:

  1. the total number of new vehicles from the in-service verification family that have been placed on the Union market;

  2. in-service verification families with similar technical characteristics but with lower CO2 emission or fuel consumption values, identified using the data collected pursuant to Article 14 of Commission Implementing Regulation (EU) 2021/392(7);

  3. the results of previous in-service verifications, and in particular the findings related to the presence of artificial strategies;

  4. relevant information from in-service conformity tests pursuant to Regulation (EU) 2017/1151;

  5. real-world data as defined in Article 2(c) of Implementing Regulation (EU) 2021/392.

4.

Each year, by 31 December, the Commission shall publish a report describing the methodology used for the assessment referred to in paragraph 2, point (b), and the main findings of its assessment undertaken in that year. The report shall also contain a list of in-service verification families with the highest risk of including vehicles with a deviation in the CO2 emission values.

Article 4 Type and number of in-service verification tests

1.

For each in-service verification family selected in a given calendar year in accordance with Article 3, the granting type-approval authority shall undertake in that year at least one of the following tests on the vehicles selected, ensuring the following distribution:

  1. chassis dynamometer tests for at least 75 % of the in-service verification families selected;

  2. road load tests for at least 50 % of the in-service verification families selected, excluding in-service verification families for which the default road load calculation method has been applied for type-approval;

  3. artificial strategies tests for at least 25 % of the in-service verification families selected.

2.

For each in-service verification family selected, the following number of vehicles shall be tested:

  1. for chassis dynamometer and road load tests: between 3 and 10 vehicles in accordance with the method described in Annex I;

  2. for artificial strategies tests: at least 1 vehicle.

3.

The granting type-approval authority may decide to include in-service verification test results performed by the Commission, another type-approval authority, a market surveillance authority or a third party complying with the requirements of Implementing Regulation (EU) 2022/163, in the statistical method described in Annex I if all of the following conditions are met:

  1. the granting type-approval authority is informed of upcoming testing in order to allow the granting type-approval authority to observe the testing;

  2. all results of the in-service verification testing are reported to the granting type-approval authority within 5 days from each test.

Article 5 Selection of individual test vehicles

Article 6 Test conditions for chassis dynamometer tests

Article 7 Chassis dynamometer test result of an individual test vehicle

Article 8 Statistical evaluation of chassis dynamometer test results and calculation of the size of the deviation

Article 9 Test conditions for road load tests

Article 10 Road load test result of an individual test vehicle

Article 11 Statistical evaluation of road load test results and calculation of the size of the deviation

Article 12 Test conditions for artificial strategies tests

Article 13 Evaluation of artificial strategies test results and calculation of the size of the deviation

Article 14 Test report

Article 15 Conclusions of the granting type-approval authority

Article 16 Correction of the average specific emissions of CO2 of a manufacturer

Article 17 Review

Article 18 Entry into force

ANNEX I

ANNEX II

ANNEX III

ANNEX IV

ANNEX V

ANNEX VI