Admissibility of the third question referred in Case C‑322/19
51
By its third question in Case C‑322/19, the High Court asks, in essence, whether a Member State may, in transposing Article 15 of Directive 2013/33, adopt a general measure which attributes to an applicant for international protection whose transfer to another Member State has been requested pursuant to the Dublin III Regulation any delay in the adoption of a transfer decision.
52
It must be noted at the outset that it is not apparent from the file before the Court that such a general transposition measure is at issue in the main proceedings.
53
Although questions referred for a preliminary ruling which relate to EU law enjoy a presumption of relevance, the justification for a reference for a preliminary ruling is not that it enables advisory opinions on general or hypothetical questions to be delivered but rather that it is necessary for the effective resolution of a dispute (judgments of
10 December 2018,
Wightman and Others
, C‑621/18, EU:C:2018:999, paragraph 28
, and of
26 March 2020,
Miasto Łowicz and Prokurator Generalny
, C‑558/18 and C‑563/18, EU:C:2020:234, paragraph 44
).
54
In any event, as the Commission correctly points out, the delay referred to in Article 15(1) of that directive concerns the adoption of a decision at first instance regarding an application for international protection, not the adoption of a transfer decision, within the meaning of the Dublin III Regulation.
55
It follows from the foregoing that, since the third question referred in Case C‑322/19 seeks, in reality, to obtain an advisory opinion from the Court, it is inadmissible.
Substance
The first question referred in Case C‑322/19
56
By its first question referred in Case C‑322/19, the High Court asks, in essence, whether a national court may take account of Directive 2013/32, which, pursuant to Articles 1 and 2 and Article 4a(1) of Protocol No 21, does not apply in the Member State of that court, in order to interpret the provisions of Directive 2013/33, which is, by contrast, applicable in that Member State in accordance with Article 4 of that protocol.
57
According to the Court’s settled case-law, it follows from the requirement for the uniform application of EU law and from the principle of equal treatment that the terms of a provision of EU law which does not contain any express reference to the law of the Member States for the purpose of determining its meaning and scope must be given an autonomous and uniform interpretation throughout the European Union, which interpretation must take into account not only the wording of that provision but also its context and the objective pursued by the legislation in question (judgment of
25 June 2020,
Ministerio Fiscal (Authority likely to receive an application for international protection)
, C‑36/20 PPU, EU:C:2020:495, paragraph 53
and the case-law cited).
58
Moreover, in a situation such as that at issue in the main proceedings, in which the two instruments concerned belong to the same body of law, namely the Common European Asylum System, for the purposes of interpreting the provisions of Directive 2013/33, the provisions of Directive 2013/32 constitute relevant and necessary contextual elements.
59
In those circumstances, account must be taken of Directive 2013/32, even where that directive does not apply in the Member State of the referring court, pursuant to Protocol No 21, in order to interpret Directive 2013/33, applicable in that Member State, pursuant to that protocol, so as to ensure a uniform interpretation and application of the provisions of the latter directive in all the Member States.
60
Accordingly, the answer to the first question referred in Case C‑322/19 is that a national court must take account of Directive 2013/32, which, pursuant to Articles 1 and 2 and Article 4a(1) of Protocol No 21, does not apply in the Member State of that court, in order to interpret the provisions of Directive 2013/33, which is, by contrast, applicable in that Member State in accordance with Article 4 of that protocol.
The second question referred in Case C‑322/19 and the first question referred in Case C‑385/19
61
By the second question referred in Case C‑322/19 and the first question referred in Case C‑385/19, which it is appropriate to examine together, the referring court and tribunal ask, in essence, whether Article 15 of Directive 2013/33 must be interpreted as precluding national legislation which excludes an applicant for international protection, within the meaning of Article 2(b) of that directive, from access to the labour market on the sole ground that a transfer decision has been taken in his or her regard under the Dublin III Regulation.
62
In that regard, it should be recalled, in the first place, that, in accordance with Article 15(1) of Directive 2013/33, Member States are to ensure that applicants have access to the labour market under the conditions laid down in that provision. In so far as that provision concerns access to the labour market for the benefit of ‘applicants’, reference must be made to the definition of that concept in Article 2(b) of that directive.
63
Article 2(b) of Directive 2013/33 defines an ‘applicant’ as ‘a third-country national or stateless person who has made an application for international protection in respect of which a final decision has not yet been taken’. In using the indefinite article ‘a’, the EU legislature indicates, as the Advocate General noted in point 54 of his Opinion, that no third-country national or stateless person is, a priori, excluded from the status of applicant.
64
Furthermore, Article 2(b) makes no distinction as to whether or not the applicant is the subject of a procedure for transfer to another Member State under the Dublin III Regulation. Under that provision, the applicant is to retain that status provided that ‘a final decision has not yet been taken’ on his or her application for international protection. As the Advocate General observed in points 55 to 58 of his Opinion, a transfer decision does not constitute a final decision on an application for international protection, with the result that the adoption of such a decision cannot have the effect of depriving the person concerned of the status of ‘applicant’ within the meaning of Article 2(b) of Directive 2013/33.
65
That literal interpretation is consistent, in the second place, with the intention of the EU legislature, as is apparent from recital 8 of Directive 2013/33, according to which that directive applies during all stages and types of procedures concerning applications for international protection and for as long as applicants are allowed to remain on the territory of the Member States in that capacity. It follows that applicants who are subject to the ‘procedures concerning applications for international protection’ established by the Dublin III Regulation are clearly included in the scope ratione personae of that directive and, consequently, in that of Article 15 thereof.
66
That interpretation is also supported by two other instruments which, like Directive 2013/33, form part of the Common European Asylum System, namely Directive 2013/32 and the Dublin III Regulation. According to recital 27 of Directive 2013/32, third-country nationals and stateless persons who have expressed their wish to apply for international protection are applicants for international protection. Accordingly, they must benefit from the rights guaranteed under that directive and Directive 2013/33. Similarly, it is expressly stated in recital 11 of the Dublin III Regulation that Directive 2013/33 applies to the procedure for determining the Member State responsible for examining an application for international protection, as regulated under that regulation. Such a procedure takes place, in practice, in the Member State which requests the transfer of the application to another Member State, until the requested Member State takes charge of or takes back the applicant, if it transpires that the latter Member State is in fact responsible for examining that application pursuant to that regulation.
67
That interpretation of Article 15(1) of Directive 2013/33 is, in the third place, consistent with the judgment of
27 September 2012,
Cimade and GISTI
(C‑179/11, EU:C:2012:594
), concerning the obligation, incumbent on the Member State in which the application for international protection was lodged under Directive 9, repealed and replaced by Directive 2013/33, to guarantee material reception conditions to the applicant before the Member State responsible for examining that application takes charge of or takes back that applicant pursuant to the regulation which preceded the Dublin III Regulation. The Court held, in paragraph 40 of that judgment, that Articles 2 and 3 of Directive 2003/9, which correspond, in essence, to Articles 2 and 3 of Directive 2013/33, provide for only one category of applicants for international protection, comprising all third-country nationals or stateless persons who make an application for international protection. In paragraph 53 of that judgment, the Court stated, in essence, that an applicant for international protection retains that status as long as a final decision has not been taken on his or her application. Lastly, the Court pointed out, in paragraph 58 of that judgment, that the obligations for the Member State in receipt of such an application to grant the minimum conditions laid down by Directive 2003/9 cease only when that applicant has actually been transferred by that Member State.
68
Although access to the labour market is not, strictly speaking, a material reception condition within the meaning of Article 2(g) of Directive 2013/33, it is nevertheless covered by reception conditions, within the meaning of Article 2(f) thereof, understood as the rights and benefits conferred by that directive on any applicant for international protection whose application has not been finally determined. Accordingly, the obligation on the Member State concerned, pursuant to Article 15(1) of Directive 2013/33, to grant the applicant for international protection access to the labour market ceases only when that applicant is finally transferred to the requested Member State.
69
In the fourth place, recital 11 of Directive 2013/33 states that standards for the reception of applicants that will suffice to ensure them a dignified standard of living and comparable living conditions in all Member States should be laid down. The Court has also stated that respect for human dignity applies not only with regard to asylum seekers present in the territory of the Member State responsible pending the decision on their application for asylum but also to asylum seekers awaiting a decision on which Member State will be held responsible for their application (judgment of
27 September 2012,
Cimade and GISTI
, C‑179/11, EU:C:2012:594, paragraph 43
). As the Advocate General observed in point 85 of his Opinion, work clearly contributes to the preservation of the applicant’s dignity, since the income from employment enables him or her not only to provide for his or her own needs, but also to obtain housing outside the reception facilities in which he or she can, where necessary, accommodate his or her family.
70
In addition, recital 23 of Directive 2013/33 states that one of the objectives pursued by that directive is to ‘promote the self-sufficiency of applicants’ for international protection. In that regard, it must be borne in mind that, as the Commission pointed out in its Proposal for a Directive of the European Parliament and of the Council of 3 December 2008 laying down minimum standards for the reception of asylum seekers (COM(2008) 815 final), access to the labour market is beneficial both to applicants for international protection and to the host Member State. Simplification of access to the labour market for those applicants is likely to prevent a significant risk of isolation and social exclusion given the insecurity of their situation. The self-sufficiency of applicants for international protection, which is one of the objectives of Directive 2013/33, is also thereby promoted.
71
Conversely, preventing applicants for international protection from gaining access to the labour market is contrary to that objective, in addition to placing costs on the Member State concerned as a result of the payment of additional social benefits. The same is true if an applicant who is the subject of a decision on transfer to another Member State is prevented from accessing the labour market during the entire period between the date of lodging his or her application for international protection and the date of acceptance of his or her transfer to the requested Member State, a period to which is added the period corresponding to the actual examination of his or her application, which may last up to six months from the date of acceptance of the transfer of the person concerned by the requested Member State.
72
Consequently, applicants for international protection, within the meaning of Article 2(b) of Directive 2013/33, who are the subject of a transfer decision under the Dublin III Regulation fall within the scope ratione personae of Article 15(1) of that directive.
73
In the light of the foregoing considerations, the answer to the second question referred in Case C‑322/19 and the first question referred in Case C‑385/19 is that Article 15 of Directive 2013/33 must be interpreted as precluding national legislation which excludes an applicant for international protection from access to the labour market on the sole ground that a transfer decision has been taken in his or her regard under the Dublin III Regulation.
The second question referred in Case C‑385/19
74
By the second question referred in Case C‑385/19, the International Protection Appeals Tribunal asks, in essence, what acts may constitute a delay attributable to the applicant for international protection within the meaning of Article 15(1) of Directive 2013/33.
75
It should be noted at the outset, as the Advocate General noted in point 99 et seq. of his Opinion, that Directive 2013/33 gives no guidance in that regard.
76
Accordingly, it is necessary to refer to the rules of common procedures for granting international protection established by Directive 2013/32, which, as stated in paragraph 60 above, must be taken into account in interpreting the provisions of Directive 2013/33.
77
It thus follows from Article 31(3) of Directive 2013/32 that a delay in the examination of his or her application for international protection is attributable to the applicant where that applicant fails to comply with his or her obligations under Article 13 of that directive. That provision provides that applicants have an obligation to cooperate with the competent authorities with a view to establishing their identity and other elements referred to in Article 4(2) of Directive 2011/95, namely their age, background, including that of relevant relatives, nationality (or nationalities), country (or countries) and place(s) of previous residence, previous asylum applications, travel routes, travel documents and the reasons for applying for international protection. The applicant’s obligation to cooperate means that he or she must supply, as far as possible, the required supporting documents and, where appropriate, the explanations and information requested (judgment of
14 September 2017,
K
., C‑18/16, EU:C:2017:680, paragraph 38
).
78
Article 13 of Directive 2013/32 also allows Member States to impose upon applicants other obligations necessary for the processing of their application, inter alia, to require them to report to the competent authorities or to appear before them at a specified time and place and to inform the authorities of their current place of residence, and even provide that applicants may be searched or photographed or have their statements recorded.
79
It follows, in essence, from the foregoing considerations that a delay in the processing of an application for international protection may be attributed to the applicant where he or she has failed to cooperate with the competent national authorities. Bearing in mind the need for uniform interpretation and application of EU law, as recalled in paragraph 57 et seq. above, this interpretation is called for even where, as a result of a specific derogating act, in the present case Protocol No 21, Directive 2013/32 does not apply in the Member State concerned.
80
In the light of the foregoing considerations, the answer to the second question referred in Case C‑385/19 is that Article 15(1) of Directive 2013/33 must be interpreted as meaning that a delay in the adoption of a decision at first instance concerning an application for international protection which results from a lack of cooperation by the applicant for international protection with the competent authorities may be attributed to that applicant.
The fourth question referred in Case C‑322/19
81
By the fourth question referred in Case C‑322/19, the High Court asks, in essence, whether Article 15(1) of Directive 2013/33 must be interpreted as meaning that a Member State may attribute to the applicant for international protection the delay in adopting a decision at first instance concerning an application for international protection, on account of the fact that the applicant did not lodge his or her application with the first Member State of entry.
82
In that regard, first, as the Advocate General observed in points 110 and 112 of his Opinion, no provision of the Dublin III Regulation requires an applicant for international protection to lodge his or her application with the Member State of first entry.
83
Secondly, it should be recalled that Article 3(1) of the Dublin III Regulation provides that the application for international protection is to be examined by a single Member State, namely the one which the criteria set out in order of precedence in Chapter III of that regulation indicate is responsible. The Member State of first entry is not automatically the Member State responsible for examining an application for international protection, which must be determined in the light of the criteria laid down in Article 7(1) and (2) of that regulation.
84
In those circumstances, where an applicant for international protection leaves a Member State without having lodged an application for international protection and lodges such an application in another Member State, the delay regarding the examination of his or her application which might arise as a result cannot be attributed to the applicant on that ground alone.
85
In the light of the foregoing considerations, the answer to the fourth question referred in Case C‑322/19 is that Article 15(1) of Directive 2013/33 must be interpreted as meaning that a Member State may not attribute to the applicant for international protection the delay in adopting a decision at first instance concerning an application for international protection on account of the fact that the applicant did not lodge his or her application with the first Member State of entry, within the meaning of Article 13 of the Dublin III Regulation.
The fifth question referred in Case C‑322/19
86
By the fifth question referred in Case C‑322/19, the High Court asks, in essence, whether Article 15(1) of Directive 2013/33 must be interpreted as meaning that a Member State may attribute to the applicant for international protection the delay in processing his or her application for international protection which results from the bringing, by that applicant, of legal proceedings with suspensory effect against the transfer decision taken in his or her regard under the Dublin III Regulation.
87
In the first place, it should be recalled that Article 27(3) of the Dublin III Regulation requires Member States to provide in their national law, first, that the appeal against a transfer decision confers on the applicant for international protection to whom that decision is addressed the right to remain in the Member State concerned pending the outcome of his or her appeal and, secondly, that the transfer is automatically suspended.
88
Those provisions must be interpreted in the light of recital 19 of the Dublin III Regulation, which states that, in order to guarantee effective protection of the rights of applicants for international protection, legal safeguards and the right to an effective remedy in respect of decisions regarding transfers to the Member State responsible should be established, in accordance with Article 47 of the Charter. It has thus been held, first, that the EU legislature did not intend that judicial protection enjoyed by applicants for international protection should be sacrificed to the requirement of expedition in the processing of their application, by guaranteeing them effective and complete judicial protection (see, to that effect, judgments of
7 June 2016,
Ghezelbash
, C‑63/15, EU:C:2016:409, paragraph 57
, and of
31 May 2018,
Hassan
, C‑647/16, EU:C:2018:368, paragraph 57
), and, secondly, that a restrictive interpretation of the scope of the remedy provided for in Article 27(1) of the Dublin III Regulation might thwart the attainment of that objective (see, to that effect, judgment of
26 July 2017,
Mengesteab
, C‑670/16, EU:C:2017:587, paragraphs 46 and 47
).
89
It follows that the exercise by the applicant of his or her right to appeal against a transfer decision made in respect of him or her cannot, as such, constitute a delay attributable to him or her within the meaning of Article 15(1) of Directive 2013/33. Paragraph 3 of that article states, moreover, that an applicant for international protection’s access to the labour market is not to be withdrawn during appeals procedures. The same must also apply where the appeal against a transfer decision, referred to in Article 27(3) of the Dublin III Regulation, has been brought.
90
In the second place, it cannot be presumed, without an examination by the national court of the circumstances of the case, that the bringing of legal proceedings against a transfer decision constitutes an abuse of rights.
91
In that regard, it must be borne in mind that proof of an abuse requires, first, a combination of objective circumstances in which, despite formal observance of the conditions laid down by the EU rules, the purpose of those rules has not been achieved and, second, a subjective element consisting in the intention to obtain an advantage from the EU rules by artificially creating the conditions laid down for obtaining it (judgment of
18 December 2014,
McCarthy and Others
, C‑202/13, EU:C:2014:2450, paragraph 54
and the case-law cited).
92
The Court has also stated, in essence, that the fact that a Member State is faced, as the case may be, with a high number of cases of abuse of rights or fraud committed by third-country nationals cannot justify the adoption of a measure founded on considerations of general prevention, to the exclusion of any specific assessment of the conduct of the person concerned him or herself. The adoption of measures pursuing an objective of general prevention in respect of widespread cases of abuse of rights or fraud would mean that the mere fact of belonging to a particular group of persons would allow the Member States to refuse to recognise a right expressly conferred by EU law (see, to that effect, judgment of
18 December 2014,
McCarthy and Others
, C‑202/13, EU:C:2014:2450, paragraphs 55 and 56
).
93
In the light of the foregoing considerations, the answer to the fifth question referred in Case C‑322/19 is that Article 15(1) of Directive 2013/33 must be interpreted as meaning that a Member State may not attribute to the applicant for international protection the delay in processing his or her application which results from the bringing, by that applicant, of legal proceedings with suspensory effect against the transfer decision taken in his or her regard under the Dublin III Regulation.